-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AaJyeZKCqw1cqHf/yQwe27NDE3ht9+GwDoldaB4TAMPInxlfmBULG2gVTKTlkyiv RUesRbOGkqe6918WC9tDjg== 0000950144-00-002282.txt : 20000215 0000950144-00-002282.hdr.sgml : 20000215 ACCESSION NUMBER: 0000950144-00-002282 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL AUTOMOTIVE INDUSTRIES INC /DE/ CENTRAL INDEX KEY: 0000931457 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MOTOR VEHICLE SUPPLIES & NEW PARTS [5013] IRS NUMBER: 363973627 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-50307 FILM NUMBER: 544035 BUSINESS ADDRESS: STREET 1: 11859 SOUTH CENTRAL AVENUE CITY: ALSIP STATE: IL ZIP: 60803 BUSINESS PHONE: 708-293-4050 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FINOVA MEZZANINE CAPITAL INC CENTRAL INDEX KEY: 0000933166 STANDARD INDUSTRIAL CLASSIFICATION: LOAN BROKERS [6163] IRS NUMBER: 621583116 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 500 CHURCH STREET STREET 2: STE 200 CITY: NASHVILLE STATE: TN ZIP: 37219 BUSINESS PHONE: 6152560701 FORMER COMPANY: FORMER CONFORMED NAME: SIRROM CAPITAL CORP DATE OF NAME CHANGE: 19941128 SC 13G/A 1 UNIVERSAL AUTOMOTIVE INDUSTRIES, INC. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ------------------- SCHEDULE 13G/A (RULE 13D-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13D-1(B), (C) AND (D) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13D-2(B) (Amendment No. 1) UNIVERSAL AUTOMOTIVE INDUSTRIES, INC. (Name of Issuer) COMMON STOCK, PAR VALUE $.01 PER SHARE (Title of Class of Securities) 913378 10 5 (CUSIP Number) AUGUST 11, 1999 (Date of Event Which Requires Filing of this Statement) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 Pages 2 CUSIP NO. 913378 10 5 SCHEDULE 13G 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON FINOVA Mezzanine Capital Inc. 62-1583116 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (A) N/A (B) N/A (C) 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION Tennessee NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5. SOLE VOTING POWER Total of 1,125,000 shares of Common Stock (on an as converted basis), consisting of 1,125,000 shares of Common Stock issuable pursuant to an immediately exercisable warrants. 6. SHARED VOTING POWER N/A 7. SOLE DISPOSITIVE POWER Total of 1,1250,000 shares of Common Stock (on an as converted basis), consisting of 1,1250,000 shares of Common Stock issuable pursuant to immediately exercisable warrants. 8. SHARED DISPOSITIVE POWER N/A 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Total of 1,125,000 shares of Common Stock (on an as converted basis), consisting of 1,125,000 shares of Common Stock issuable pursuant to an immediately exercisable warrants. 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] N/A 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 16.5% of Common Stock 12. TYPE OF REPORTING PERSON IV Page 2 of 5 Pages 3 SCHEDULE 13G ITEM 1(a). NAME OF ISSUER: Universal Automotive Industries, Inc. ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 3350 North Kedzie Chicago, Illinois 60618-5722 ITEM 2(a). NAME OF PERSON FILING: FINOVA Mezzanine Capital Inc. ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: 500 Church Street Suite 200 Nashville, TN 37219 ITEM 2(c). CITIZENSHIP: Tennessee ITEM 2(d). TITLE OF CLASS OF SECURITIES: Common Stock, par value $.01 per share ITEM 2(e). CUSIP NUMBER: 913378 10 5 ITEM 3. FILING PURSUANT TO RULE 13D-1(C): This statement is filed pursuant to Rule 13-d-1(c) ITEM 4. OWNERSHIP. If more than five percent of the class is owned, indicate: (a) AMOUNT BENEFICIALLY OWNED: Total of 1,125,000 shares of Common Stock (on an as converted basis), consisting of 1,125,000 shares of Common Stock issuable pursuant to an immediately exercisable warrant. (b) PERCENT OF CLASS: 16.5% of Common Stock (c) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS: (i) SOLE POWER TO VOTE OR TO DIRECT THE VOTE: 1,125,000 shares of Common Stock, only upon exercise of warrant Page 3 of 5 Pages 4 (ii) SHARED POWER TO VOTE OR TO DIRECT THE VOTE: N/A (iii) SOLE POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF: 1,125,000 shares of Common Stock, only upon exercise of warrant (iv) SHARED POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF: N/A ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. N/A ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. N/A ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. N/A ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. N/A ITEM 9. NOTICE OF DISSOLUTION OF GROUP. N/A ITEM 10. CERTIFICATION. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Page 4 of 5 Pages 5 SCHEDULE 13G SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. FINOVA MEZZANINE CAPITAL INC. By: /s/ John B. Burtchaell -------------------------------------- John B. Burtchaell, Vice President On behalf of FINOVA Mezzanine Capital Inc. Date: February 14, 2000 Page 5 of 5 Pages -----END PRIVACY-ENHANCED MESSAGE-----